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Four out of five U.S. appellate court
decisions are literally unspeakable. What this means is that
the vast majority of opinions by federal appeals courts are
deemed "unpublished" and cannot, for the most part, be cited
in later cases. They are the law for one case only, which
may mean they hardly deserve to be called law at all.
When a judicial opinion is
"unpublished," it doesn't mean it's unavailable or even hard
to find. Nearly all federal appeals court decisions are
posted on databases maintained by West Publishing or
Lexis-Nexis, both private companies. But only certain
decisions are published in the Federal Reporter, also
published by West, but available in hard copy in law
libraries. Where and how cases are reported is important not
just because not everyone has access to computer databases,
which can be quite expensive, but because most of the
circuit courts have rules against citing opinions that are
not in the actual books.
The Second Circuit Court of Appeals,
which sits in New York, for instance, says of its
unpublished decisions that they "may not be cited as
precedential authority to this or any other court." The
unpublished decisions may, however, be cited in subsequent
stages of the same case: the decision is good for one case
only, but does not govern generally.
Unpublished decisions are not new, but
the problem is getting worse. The Administrative Office of
the U.S. Courts first started counting them in 1989, and by
that year 64.7% of decisions were unpublished. By 2002, the
percent unpublished had grown to 80.5%. Since that time, the
number of federal appeals determined on the merits has
risen, but the tide of appeals has ebbed since 1994, but the
percentage of opinions that are unpublished has continued to
climb.
The percentage of unpublished opinions
varies dramatically by circuit. The First Circuit, which
sits in Boston, publishes 55% of its decisions, while the
Fourth Circuit, in Richmond, publishes a mere 8%. But with
less than one in five opinions being published, the judges
can pick and choose which cases will be relevant in the
future and which will be one-offs for the parties only.
What's wrong with a decision being
unpublished—that is, uncitable—anyway? Judges are not Roman
emperors giving the thumb up or thumb down. They don't just
to decide who wins and who loses— their job is to declare
law. That law is precedent, and it must be applied in
subsequent cases. Professor Joseph Story, who would later
serve on the Supreme Court, put it in 1833: "The case is not
alone considered as decided and settled; but the principles
of the decision are held, as precedents and authority, to
bind future cases of the same nature. This is the constant
practice under our whole system of jurisprudence."
The "principles of the decision" are
not just to guide the people or future litigants; they are
an important check on the judges themselves. Indeed, in the
federal system where judges have life tenure, they are the
only check (apart from the few cases heard by the Supreme
Court). Judges must explain themselves, and be bound by
that explanation.
If some decisions—indeed most
decisions-- are deemed non-precedents, there is nothing to
prevent a judge from deciding according to favor, prejudice
or whim. What he says in one unpublished case won't haunt
him in the next. For these reasons, Judge Richard S. Arnold,
in an opinion for the Eighth Circuit, declared its rule that
unpublished opinions are non-precedential to be not just
wrong but unconstitutional, though Arnold's opinion itself
was later vacated.
Judges who defend the current system
say that being an appeals court judge is tremendously hard
work already, and that if judges had to draft full-blown
opinions in every case, it would be impossible. Alex
Kozinski, a highly respected judge on the Ninth Circuit,
compares the writing of a full opinion to writing a law
review article every two-and-a-half weeks. Unpublished
opinions can be knocked off in a matter of hours, he says.
Judges must work hard to insure that the law of a circuit is
clear and consistent. Thus they work hard on the cases they
have decided will count as precedent, and much less on the
cases that won't count to anyone but the parties.
Unpublished opinions don't explain much, so why bother
publishing them?
The solution to the problem (apart from
authorizing more judgeships) may be in Judge Kozinski's
description of it. Law review-type decisions are not as
necessary as brief statements of the case and the rule of
decision. But the real problem with unpublished opinions is
not that they have fewer words, or cite fewer cases. It is
that there is no check to insure they follow the law
established by Congress, the Supreme Court or the circuit
court. The judge also says no one has proven that
unpublished opinions do not follow the law. Such proof is,
of course, unobtainable: Providing it would mean re-deciding
the unpublished cases.
But the issue isn't whether unpublished
opinions are usually or even often wrong. The issue is that
they are not scrutinized by other judges, or even other
lawyers. The Supreme Court is also far less likely to review
unpublished decisions.
The solution is not to publish more,
but to remove the prohibitions against citation. If the
briefer decisions say less, they will naturally be cited
less. But if every case counts, there will be reason to
make every case right. Lawyers have long been school on
Chief Justice John Marshall's 1803 dictum that "It is
emphatically the province and duty of the judicial
department to say what the law is." Two centuries later,
judges say what the result is, and leave it at that. |